| # |
Reference |
Report Element |
| 1 |
940 10 05 1 |
Industry Specific Policies, Broker Dealer [Policy Text Block] |
| 2 |
940 20 50 1 |
Underwriting Commitments |
| 3 |
940 20 25 1 |
Due from Correspondent Brokers |
| 4 |
940 20 25 1 |
Income (Loss) from Continuing Operations before Income Taxes, Noncontrolling Interest |
| 5 |
940 20 25 2 |
Commissions, Policy [Policy Text Block] |
| 6 |
940 20 25 2 |
Commissions Payable to Broker-Dealers and Clearing Organizations |
| 7 |
940 20 25 2 |
Commissions and Floor Brokerage Receivables |
| 8 |
940 20 05 3 |
Brokerage Commissions Revenue |
| 9 |
940 20 25 3 |
Commissions, Policy [Policy Text Block] |
| 10 |
940 20 45 3 |
Receivables from Brokers-Dealers and Clearing Organizations |
| 11 |
940 20 45 3 |
Due from Correspondent Brokers |
| 12 |
940 20 25 8 |
Floor Brokerage, Policy [Policy Text Block] |
| 13 |
940 |
Brokers and Dealers Disclosure [Text Block] |
| 14 |
940 310 |
Receivables from Clearing Organizations |
| 15 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, US Government and Agency Obligations |
| 16 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, State and Municipal Government Obligations |
| 17 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Other Sovereign Government Debt |
| 18 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Derivatives and Other Contracts |
| 19 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Corporate Debt |
| 20 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Physical Commodities Sold |
| 21 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Mortgages, Mortgage-backed and Asset-backed Securities |
| 22 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, Corporate Equities |
| 23 |
940 320 35 1 (b) |
Financial Instruments Sold, Not yet Purchased, at Fair Value |
| 24 |
940 320 |
Investments in Debt and Marketable Equity Securities (and Certain Trading Assets) Disclosure [Text Block] |
| 25 |
940 320 45 2 |
Financial Instruments, Owned, Corporate Equities, at Fair Value |
| 26 |
940 320 45 2 |
Security Owned and Sold, Not yet Purchased Fair Value, Security Sold, Not yet Purchased |
| 27 |
940 320 45 2 |
Security Owned and Sold, Not yet Purchased, at Fair Value [Table] |
| 28 |
940 320 45 2 |
Schedule of Securities Owned and Sold, Not yet Purchased, at Fair Value [Table Text Block] |
| 29 |
940 320 45 2 |
Financial Instruments, Owned, US Government and Agency Obligations, at Fair Value |
| 30 |
940 320 45 2 |
Security Owned and Sold, Not yet Purchased Fair Value, Security Owned |
| 31 |
940 320 45 2 |
Financial Instruments, Owned, at Fair Value |
| 32 |
940 320 45 2 |
Securities Sold, Not yet Purchased [Member] |
| 33 |
940 320 45 2 |
Financial Instruments, Owned, Other Sovereign Government Obligations, at Fair Value |
| 34 |
940 320 45 2 |
Financial Instruments, Owned and Not Pledged, at Fair Value |
| 35 |
940 320 45 2 |
Financial Instruments, Owned, Other, at Fair Value |
| 36 |
940 320 45 2 |
Financial Instruments, Owned, Mortgages, Mortgage-backed and Asset-backed Securities, at Fair Value |
| 37 |
940 320 45 2 |
Financial Instruments, Owned, State and Municipal Government Obligations, at Fair Value |
| 38 |
940 320 45 2 |
Financial Instruments, Owned, Corporate Debt, at Fair Value |
| 39 |
940 320 45 2 |
Financial Instruments, Owned, Principal Investments, at Fair Value |
| 40 |
940 320 45 2 |
Security Owned and Sold, Not yet Purchased, at Fair Value [Axis] |
| 41 |
940 320 35 3 |
Trading Gain (Loss) |
| 42 |
940 320 45 5 |
Trading Gain (Loss) |
| 43 |
940 320 45 5 |
Principal Transactions Revenue, Net |
| 44 |
940 320 45 5 |
Principal Transaction Revenue [Table] |
| 45 |
940 320 45 5 |
Schedule of Principal Transactions Revenue [Table Text Block] |
| 46 |
940 320 45 5 |
Principal Transaction Revenue, Description of Reporting Category [Axis] |
| 47 |
940 340 25 1 (b) |
Memberships in Exchanges Owned |
| 48 |
940 340 25 1 |
Exchange Memberships, Policy [Policy Text Block] |
| 49 |
940 405 45 1 |
Repurchase Agreements, Interest Expense Amount |
| 50 |
940 820 50 1 (a) |
Security Owned Not Readily Marketable, Description |
| 51 |
940 820 50 1 (a) |
Other Investment Not Readily Marketable, Description |
| 52 |
940 820 50 1 (b) |
Other Investment Not Readily Marketable, Quoted Value |
| 53 |
940 820 50 1 (b) |
Security Owned Not Readily Marketable, Quoted Price |
| 54 |
940 820 50 1 (c) |
Security Owned Not Readily Marketable, Fair Value |
| 55 |
940 820 50 1 |
Other Investment Not Readily Marketable [Table] |
| 56 |
940 820 50 1 |
Other Investment Not Readily Marketable, Fair Value |
| 57 |
940 820 50 1 |
Other Investments Not Readily Marketable [Table Text Block] |
| 58 |
940 820 50 1 |
Securities Owned Not Readily Marketable [Table Text Block] |
| 59 |
940 820 50 1 |
Securities Owned and Other Investments Not Readily Marketable Disclosure [Table Text Block] |
| 60 |
940 820 50 1 |
Securities Owned Not Readily Marketable, Policy [Policy Text Block] |
| 61 |
940 820 50 1 |
Security Owned Not Readily Marketable [Table] |
| 62 |
940 820 50 1 |
Security Owned Not Readily Marketable [Axis] |
| 63 |
940 820 50 1 |
Security Owned Not Readily Marketable, Name [Domain] |
| 64 |
940 820 50 1 |
Other Investment Not Readily Marketable, Name [Domain] |
| 65 |
940 820 50 1 |
Other Investment Not Readily Marketable [Axis] |